Governance & Compliance
I've built operational foundations that let stablecoin issuers, fintech and digital finance innovators get licensed, raise institutional capital, and scale. Now I build them for others.
How I Work
I take on a limited number of engagements each year. This isn't scarcity marketing—it's how I ensure every client gets the depth of attention these challenges require.
My background includes leadership roles at AXA, Brown Brothers Harriman, and Guggenheim Investments—plus board and advisory roles at regulated stablecoin issuers, blockchain and DeFi innovators and FinTech companies.
I currently serve as Chair of the Compliance Committee at GMO-Z.com Trust Company and as Global Policy Lead at the Stablecoin Standard.
“Governance isn't a checkbox—it's a strategic growth lever. Done right, it helps you scale responsibly while anticipating regulatory shifts and building stakeholder trust.”
Services
Notable Engagements
Led responses to cybersecurity incidents in digital assets, coordinating regulatory notifications, stakeholder communications, and remediation strategies under compressed timelines.
Guided cross-border M&A compliance integration for financial services and fintech companies, harmonizing regulatory frameworks across jurisdictions.
Developed a patented RegTech platform for policy automation, streamlining compliance workflows and reducing manual oversight burden.
Built compliance committee structure and governance framework for NYDFS-regulated stablecoin issuers, establishing institutional-grade oversight.
Industries I Serve
Perspectives
Perspectives on crypto regulation, fintech compliance, and the evolution of digital asset markets.
Every engagement is tailored. Let's explore how Warburton Advisers can support your growth.
Governance and compliance for blockchain and financial services