Board member, trusted operator and strategic adviser for global financial services, blockchain and technology companies.
Leadership
As a board director and advisor to industry leaders and innovators, Beth advises on strategy for product and business development, M&A, ESG, data protection, anti-fraud, and more. Beth is also the author of Triple Bottom-line Compliance: How to Deliver Protection, Productivity, and Impact.
Revenue Driver
Beth leads risk management and operational initiatives as a trustee and chair of the Compliance and Risk Committee for a NYDFS-regulated company, the chief legal officer and corporate secretary for a fintech platform, and a strategic advisor to a global start-up platform with over $72 million in value. Beth has developed a patented regulatory technology and has a deep network of investors, allocators and leaders through her work as Chair of the New York City Bar's subcommittee on Web3, member of the board of a global think tank for stablecoin issuers, chair of Climate Smart Communities for her New York community and past chair of the National Society of Compliance Professionals Blockchain forum.
Experience
Beth has over 25 years of international C-suite experience with financial services companies notably AXA Financial, Brown Brothers Harriman and Guggenheim Investments. She has honed her operational understanding of funds, finance, regulation, compliance investigations, risk management, and market development. As the former Head of Regulatory matters, she successfully led initiatives, including launch of a service center in Europe, application and award of government funding, compliance program redesign and global fund launches.
NEWS
May 12, 2022 | Nasdaq
March 8, 2022 | Forbes
January 2022 | NSCP Currents
December 9, 2021 | Advisor Engine
December 27, 2023 | Nasdaq
December 5, 2022 | The Defiant
July 26, 2023 | CoinDesk
January 2, 2024 | Private Wealth
BOOK
Triple Bottom-Line Compliance™
How To Deliver Protection, Productivity, and Impact
Triple Bottom-Line Compliance – How to Deliver Protection, Productivity and Impact is changing the conversation about the role of Compliance in organizations, transforming it from a cost center to a competitive advantage.
Author Beth Haddock, governance attorney and CEO at Warburton Advisers, helps compliance officers (COs) make a sustainable impact. She believes COs can and should be thought leaders who leverage behavioral economics to add value beyond their important role protecting the organization.
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